Executive Vice President - Chief Operations Officer · Oppenheimer & Co. Inc.
Leon E Molokie Jr
CRD 1743402 · Named on Form ADV at one SEC-registered adviser
At a glance
Oppenheimer & Co. Inc., an SEC-registered broker-dealer firm based in New York, NY with $36.7 billion in regulatory assets, lists Leon E Molokie Jr on its Form ADV as Executive Vice President - Chief Operations Officer, a control person.
Firms and roles
- Oppenheimer & Co. Inc.Executive Vice President - Chief Operations OfficerBroker-dealer firm · New York, NY · $37B in regulatory assets
AtlasMembers
Leon’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (8)
- Albert Grinsfelder LowenthalExecutive Chairman-Director-Owns 100% of Phase II Fin'l, Oppenheimer & Co. Inc.
- Dennis Patrick McNamaraE.v.p./clo/secretary, Oppenheimer & Co. Inc.
- Robert Steven LowenthalCeo-President-Director, Oppenheimer & Co. Inc.
- Peter John GiordanoManaging Director-Chief Administrative Officer, Oppenheimer & Co. Inc.
- Edward Patrick HarringtonExecutive Vice President - Private Client Services, Oppenheimer & Co. Inc.
3 more people named with Leon on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Leon’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.