Chief Legal Officer · Rocky Mountain Advisers, LLC
Lee Legleiter
CRD 7515643 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Rocky Mountain Advisers, LLC, an SEC-registered asset manager based in Salina, KS with $3.1 billion in regulatory assets, lists Lee Legleiter on its Form ADV as Chief Legal Officer. The SEC filings also name Lee at 1 other registered adviser.
Firms and roles
- Rocky Mountain Advisers, LLCChief Legal OfficerAsset manager · Salina, KS · $3.1B in regulatory assets
- Paralel Advisors LLCManagerAsset manager · Denver, CO · $2.7B in regulatory assets
AtlasMembers
Lee’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Nicole L. MurpheyChief Compliance Officer, Rocky Mountain Advisers, LLC
- Jacob E. HemmerChief Investment Officer, President/manager, Rocky Mountain Advisers, LLC
- Jeremy O. MayChief Executive Officer, Paralel Advisors LLC
- Christopher A. MooreChief Compliance Officer, General Counsel, Paralel Advisors LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lee’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.