Chief Compliance Officer · Wealthspring
Leanne M. Drayton
CRD 3142643 · Named on Form ADV at one SEC-registered adviser
At a glance
Wealthspring, an SEC-registered wealth manager based in Long Beach, CA with $370 million in regulatory assets, lists Leanne M. Drayton on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- WealthspringChief Compliance OfficerWealth manager · Long Beach, CA · $370M in regulatory assets
AtlasMembers
Leanne’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Jay M. DouglasPartner, Chief Investment Strategist, Wealthspring
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Leanne’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.