Elected Manager, Chairman, President & CEO · David Vaughan Investments, LLC
Lawrence Williams IV
CRD 2254189 · Named on Form ADV at one SEC-registered adviser
At a glance
David Vaughan Investments, LLC, an SEC-registered wealth manager based in Peoria, IL with $5.3 billion in regulatory assets, lists Lawrence Williams IV on its Form ADV as Elected Manager, Chairman, President & CEO, a control person.
Firms and roles
- David Vaughan Investments, LLCElected Manager, Chairman, President & CEOWealth manager · Peoria, IL · $5.3B in regulatory assets
AtlasMembers
Lawrence’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 1998 (28 years)
- Designations
- None on file
- Exams
- Series 65
- Registered in
- 3 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Lawrence’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (19)
- David J. Vaughan JrElected Manager, David Vaughan Investments, LLC
- John V. McClureElected Manager, David Vaughan Investments, LLC
- Brian A. ChristensenElected Manager & SR Vice President & Chief Investment Officer, David Vaughan Investments, LLC
- Patrick J. SmarjesseSenior Vice President of Relationship Management, David Vaughan Investments, LLC
- Todd M. SheridanVice President, David Vaughan Investments, LLC
14 more people named with Lawrence on the same filings, with titles and firms. Free in Atlas with a free account.
See all 19 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lawrence’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.