Chief Compliance Officer · Northern Capital Management, Inc.
Laurie J. Silva
CRD 2710539 · Named on Form ADV at one SEC-registered adviser
At a glance
Northern Capital Management, Inc., an SEC-registered wealth manager based in Spokane, WA with $918 million in regulatory assets, lists Laurie J. Silva on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Northern Capital Management, Inc.Chief Compliance OfficerWealth manager · Spokane, WA · $918M in regulatory assets
AtlasMembers
Laurie’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- James K. WilsonManaging Partner/president/cfo, Northern Capital Management, Inc.
- Michelle L. WarnerChief Executive Officer, Northern Capital Management, Inc.
- JENNIFER L. ISOTALOChief Operations Officer, Northern Capital Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Laurie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.