Chief Compliance Officer · Row Asset Management, LLC
Laurie A. Pisano
CRD 6456938 · Named on Form ADV at one SEC-registered adviser
At a glance
Row Asset Management, LLC, an SEC-registered private fund adviser based in Newport Beach, CA with $2.5 billion in regulatory assets, lists Laurie A. Pisano on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Row Asset Management, LLCChief Compliance OfficerPrivate fund adviser · Newport Beach, CA · $2.5B in regulatory assets
AtlasMembers
Laurie’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Ryan M. OgradyCEO and Managing Member, Row Asset Management, LLC
- Jeffrey J. WeiserPresident and Co-Founder, Row Asset Management, LLC
- Monica A. NapoliChief Financial Officer, Row Asset Management, LLC
- Saurabh KumarChief Operating Officer, Row Asset Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Laurie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.