Senior Executive Vice President · Stephens
Laura Stephens Brookshire
CRD 6513303 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Stephens, an SEC-registered broker-dealer firm based in Little Rock, AR with $18.0 billion in regulatory assets, lists Laura Stephens Brookshire on its Form ADV as Senior Executive Vice President, a control person. The SEC filings also name Laura at 2 other registered advisers.
Firms and roles
- StephensSenior Executive Vice PresidentBroker-dealer firm · Little Rock, AR · $18B in regulatory assets
- Stephens Investment Management Group, LLCBeneficiaryAsset manager · Little Rock, AR · $9.5B in regulatory assets
- ABR Capital Partners, LLCTrusteePrivate fund adviser · Baltimore, MD · $487M in regulatory assets
AtlasMembers
Laura’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (23)
- Curtis Franklin Jr BradburyVice Chairman of Board, Stephens
- Mark Christopher DoramusSenior Executive Vice President/cfo/secretary/treasurer, Stephens
- Zoe Ann HinesExecutive VP, Assistant CFO & Controller, Designated Nyse Chief Operations Officer, Stephens
- Donald Lawrence ChaneySenior Vice President and Chief Compliance Officer - Broker Dealer/investment Advisor, Stephens
- Rachel Elizabeth Mondl MayoExecutive Vice President/general Counsel, Stephens
18 more people named with Laura on the same filings, with titles and firms. Free in Atlas with a free account.
See all 23 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Laura’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.