Chief Compliance Officer · Axia Advisory
Laura M. Perry
CRD 2239302 · Named on Form ADV at one SEC-registered adviser
At a glance
Axia Advisory, an SEC-registered asset manager based in Indianapolis, IN with $1.9 billion in regulatory assets, lists Laura M. Perry on its Form ADV as Chief Compliance Officer.
Firms and roles
- Axia AdvisoryChief Compliance OfficerAsset manager · Indianapolis, IN · $1.9B in regulatory assets
AtlasMembers
Laura’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (11)
- Keith L. ShadrickPresident, Axia Advisory
- Veronica E. MooDirector - Wealthspire, Axia Advisory
- Christopher F. KachmarChief Market Strategist - Fiducient Advisors LLC, Axia Advisory
- Carl E. NelsonPresident - Wealthspire, Axia Advisory
- Robert J. HilzenrathDirector - Wealthspire, Axia Advisory
6 more people named with Laura on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Laura’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.