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Vice President/chief Compliance Officer/rosfp · GWN Securities Inc.

Laura Jeanette Bornheimer

CRD 1769643 · Named on Form ADV at one SEC-registered adviser

At a glance

GWN Securities Inc., an SEC-registered broker-dealer firm based in Palm Beach Gardens, FL with $4.8 billion in regulatory assets, lists Laura Jeanette Bornheimer on its Form ADV as Vice President/chief Compliance Officer/rosfp, a control person.

Firms and roles

  • GWN Securities Inc.Vice President/chief Compliance Officer/rosfpBroker-dealer firm · Palm Beach Gardens, FL · $4.8B in regulatory assets

AtlasMembers

Laura’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Laura’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.