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Ceo/exec Director/ Municipal Principal, President · GWN Securities Inc.

Denis Stephen Walsh

CRD 1124278 · Named on Form ADV at 3 SEC-registered advisers

At a glance

GWN Securities Inc., an SEC-registered broker-dealer firm based in Palm Beach Gardens, FL with $4.8 billion in regulatory assets, lists Denis Stephen Walsh on its Form ADV as Ceo/exec Director/ Municipal Principal, President, a control person. The SEC filings also name Denis at 2 other registered advisers.

Firms and roles

  • GWN Securities Inc.Ceo/exec Director/ Municipal Principal, PresidentBroker-dealer firm · Palm Beach Gardens, FL · $4.8B in regulatory assets
  • Money Concepts Advisory ServicePresident | Chief Executive OfficerBroker-dealer firm · Palm Beach Gardens, FL · $4.1B in regulatory assets
  • WIN Advisors, IncDirector and PresidentWealth manager · Palm Beach Gardens, FL · $267M in regulatory assets

AtlasMembers

Denis’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
3 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Colleagues named on the same filings (7)

2 more people named with Denis on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Denis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.