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CFO Finop VP · GWN Securities Inc.

Barry Richard Rittman

CRD 1997994 · Named on Form ADV at 3 SEC-registered advisers

At a glance

GWN Securities Inc., an SEC-registered broker-dealer firm based in Palm Beach Gardens, FL with $4.8 billion in regulatory assets, lists Barry Richard Rittman on its Form ADV as CFO Finop VP, a control person. The SEC filings also name Barry at 2 other registered advisers.

Firms and roles

  • GWN Securities Inc.CFO Finop VPBroker-dealer firm · Palm Beach Gardens, FL · $4.8B in regulatory assets
  • Money Concepts Advisory ServiceVice President | Chief Financial OfficerBroker-dealer firm · Palm Beach Gardens, FL · $4.1B in regulatory assets
  • WIN Advisors, IncTreasurerWealth manager · Palm Beach Gardens, FL · $267M in regulatory assets

AtlasMembers

Barry’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

2 more people named with Barry on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Barry’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.