Vice President/chief Compliance Officer/rosfp · GWN Securities Inc.
Laura Jeanette Bornheimer
CRD 1769643 · Named on Form ADV at one SEC-registered adviser
At a glance
GWN Securities Inc., an SEC-registered broker-dealer firm based in Palm Beach Gardens, FL with $4.8 billion in regulatory assets, lists Laura Jeanette Bornheimer on its Form ADV as Vice President/chief Compliance Officer/rosfp, a control person.
Firms and roles
- GWN Securities Inc.Vice President/chief Compliance Officer/rosfpBroker-dealer firm · Palm Beach Gardens, FL · $4.8B in regulatory assets
AtlasMembers
Laura’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 1997 (29 years)
- Designations
- None on file
- Exams
- Series 65, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Laura’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Denis Stephen WalshCeo/exec Director/ Municipal Principal, President, GWN Securities Inc.
- Mary Therese WalshSecretary, GWN Securities Inc.
- Brad Jeffrey CorbinSenior Vice President of Business Development and Marketing, GWN Securities Inc.
- Barry Richard RittmanCFO Finop VP, GWN Securities Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Laura’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.