Chief Compliance Officer · Uncommon Equity LLC
Laura J. Arnott
CRD 4980881 · Named on Form ADV at 4 SEC-registered advisers
At a glance
Uncommon Equity LLC, an SEC-registered private fund adviser based in Chicago, IL with $199 million in regulatory assets, lists Laura J. Arnott on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Laura at 3 other registered advisers.
Firms and roles
- Uncommon Equity LLCChief Compliance OfficerPrivate fund adviser · Chicago, IL · $199M in regulatory assets
- Tweedy, Browne Company LLCChief Compliance OfficerAsset manager · Stamford, CT · $7.1B in regulatory assets
- Global Strategic Risk Management, LLCChief Compliance OfficerPrivate fund adviser · Providence, RI · $2.9B in regulatory assets
- Rallyday Partners, LLCChief Compliance OfficerPrivate fund adviser · Denver, CO · $384M in regulatory assets
AtlasMembers
Laura’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 4 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (17)
- Daniel J. KippCo-Founder and CEO, Uncommon Equity LLC
- Mark HolroydManaging Director, Chief Financial Officer and Transaction Partner, Uncommon Equity LLC
- Allen TibshranyCo-Founder and Managing Director, Uncommon Equity LLC
- John D. SpearsMember of Management Committee, Tweedy, Browne Company LLC
- Thomas H. ShragerMember of Management Committee, Tweedy, Browne Company LLC
12 more people named with Laura on the same filings, with titles and firms. Free in Atlas with a free account.
See all 17 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Laura’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.