Chief Compliance Officer · Van Strum & Towne Inc
Lalaine V. Le
CRD 5775410 · Named on Form ADV at one SEC-registered adviser
At a glance
Van Strum & Towne Inc, an SEC-registered wealth manager based in SAN Francisco, CA with $483 million in regulatory assets, lists Lalaine V. Le on its Form ADV as Chief Compliance Officer.
Firms and roles
- Van Strum & Towne IncChief Compliance OfficerWealth manager · SAN Francisco, CA · $483M in regulatory assets
AtlasMembers
Lalaine’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings
- James L. CollinsChairman, Van Strum & Towne Inc
- Barbara A. WrightTreasurer and Secretary, Van Strum & Towne Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lalaine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.