Adviser and broker representative · LPL Financial LLC
Lacie B. Witherspoon
CRD 6708485 · Rock Hill, SC
At a glance
Lacie B. Witherspoon is an investment adviser representative with LPL Financial LLC in Rock Hill, SC, according to the SEC’s Investment Adviser Public Disclosure records. Lacie is also registered as a broker representative.
Current advisory firm
- LPL Financial LLCSince November 2025Rock Hill, SC · $819B in regulatory assets
SEC adviser record
- Registered since
- 2025
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Lacie’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at LPL Financial LLC
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- David W. ClimerRock Hill
- Don P. Ferguson Jr.Rock Hill
- Kate A. FergusonRock Hill
- Jason A. FreemanRock Hill
- Richard A. GillesRock Hill
- Marc C. HarrellRock Hill
- Avery D. KeittRock Hill
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