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Secretary-Treasurer, Chief Compliance Officer, Chief Investment Officer · PDS Planning Inc

Kurt M Brown

CRD 6034962 · Named on Form ADV at one SEC-registered adviser

At a glance

PDS Planning Inc, an SEC-registered wealth manager based in Dublin, OH with $2.2 billion in regulatory assets, lists Kurt M Brown on its Form ADV as Secretary-Treasurer, Chief Compliance Officer, Chief Investment Officer, a control person.

Firms and roles

  • PDS Planning IncSecretary-Treasurer, Chief Compliance Officer, Chief Investment OfficerWealth manager · Dublin, OH · $2.2B in regulatory assets

AtlasMembers

Kurt’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

SEC adviser record

Registered since
2013 (13 years)
Designations
Chartered Financial Analyst
Exams
Series 65
Registered in
1 state
Also a broker representative
No
Disclosures on record
None

AtlasMembers

Kurt’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
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Previous firms, with start and end dates
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Employment history
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States they’re registered in
Locked
Outside business activities
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When they joined their current firm, and their firm’s growth
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kurt’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.