Chief Compliance Officer · Third Lake Partners, LLC
Kristopher S. Walker
CRD 5115750 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Third Lake Partners, LLC, an SEC-registered asset manager based in Tampa, FL with $6.0 billion in regulatory assets, lists Kristopher S. Walker on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Kristopher at 1 other registered adviser.
Firms and roles
- Third Lake Partners, LLCChief Compliance OfficerAsset manager · Tampa, FL · $6.0B in regulatory assets
- Ullman Investment Counsel LLCChief Compliance OfficerAsset manager · Toronto, Ontario, Canada · $0M in regulatory assets
AtlasMembers
Kristopher’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Robert S. ForsytheFounder & Senior Managing Partner, Third Lake Partners, LLC
- Case W FellPartner & CIO of Asset Management Solutions, Third Lake Partners, LLC
- Luke A. ThomasManaging Partner & Head of Real Estate, Third Lake Partners, LLC
- Nathan P SheldonPartner & Head of Structured Products, Third Lake Partners, LLC
- Lawrence S. UllmanChief Executive Officer and Chief Investment Officer, Ullman Investment Counsel LLC
3 more people named with Kristopher on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kristopher’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.