Chief Compliance Officer · Redtree Investment Group
Kristin L. Prieur
CRD 5690802 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Redtree Investment Group, an SEC-registered asset manager based in Cincinnati, OH with $9.7 billion in regulatory assets, lists Kristin L. Prieur on its Form ADV as Chief Compliance Officer. The SEC filings also name Kristin at 2 other registered advisers.
Firms and roles
- Redtree Investment GroupChief Compliance OfficerAsset manager · Cincinnati, OH · $9.7B in regulatory assets
- SWS Partners, LLCChief Compliance OfficerWealth manager · Columbus, OH · $443M in regulatory assets
- Centennial Advisors, LLCChief Compliance OfficerWealth manager · Austin, TX · $237M in regulatory assets
AtlasMembers
Kristin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Ryan K. NelsonManaging Principal, Redtree Investment Group
- Jennifer C. TrowbridgeManaging Principal, Redtree Investment Group
- William PhelpsChief Operations Officer, Redtree Investment Group
- James F. ParkerManaging Partner, SWS Partners, LLC
- Philip E. KesslerManaging Partner, SWS Partners, LLC
2 more people named with Kristin on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kristin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.