Managing Member and Chief Compliance Officer · Northavenue LLC
Kristen E. Moosmiller
CRD 6034968 · Named on Form ADV at one SEC-registered adviser
At a glance
Northavenue LLC, an SEC-registered wealth manager based in Columbus, OH with $205 million in regulatory assets, lists Kristen E. Moosmiller on its Form ADV as Managing Member and Chief Compliance Officer, a control person.
Firms and roles
- Northavenue LLCManaging Member and Chief Compliance OfficerWealth manager · Columbus, OH · $205M in regulatory assets
AtlasMembers
Kristen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Stephanie D. BaileyMember, Northavenue LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kristen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.