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CEO · LNW

Kristen P. Bauer

CRD 5223280 · Named on Form ADV at one SEC-registered adviser

At a glance

LNW, an SEC-registered wealth manager based in Seattle, WA with $12.2 billion in regulatory assets, lists Kristen P. Bauer on its Form ADV as CEO, a control person.

Firms and roles

  • LNWCEOWealth manager · Seattle, WA · $12B in regulatory assets

AtlasMembers

Kristen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kristen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.