Manager · Commonwealth Financial Network
Kirby Lepak Horan-Adams
CRD 5097259 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Commonwealth Financial Network, an SEC-registered broker-dealer firm based in Waltham, MA with $212.7 billion in regulatory assets, lists Kirby Lepak Horan-Adams on its Form ADV as Manager, a control person. The SEC filings also name Kirby at 1 other registered adviser.
Firms and roles
- Commonwealth Financial NetworkManagerBroker-dealer firm · Waltham, MA · $213B in regulatory assets
- LPL Enterprise, LLCChief Executive Officer. PresidentBroker-dealer firm · Fort Mill, SC · $25B in regulatory assets
AtlasMembers
Kirby’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (12)
- Wayne Michael BloomManaging Director, Chief Executive Officer, Commonwealth Financial Network
- Jonathan Christiaan BohsManaging Principal, Operations, Commonwealth Financial Network
- Christopher Anthony Trapnell KlomanChief Operations Officer, President, Commonwealth Financial Network
- Peggy Lynn HoGeneral Counsel, Senior Vice President, Commonwealth Financial Network
- Jonathan C. CleasbyChief Financial Officer, Commonwealth Financial Network
7 more people named with Kirby on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kirby’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.