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Chief Compliance Officer · Oxbow Advisors, LLC

Kimmie J. Mathis-Doumis

CRD 2240144 · Named on Form ADV at one SEC-registered adviser

At a glance

Oxbow Advisors, LLC, an SEC-registered wealth manager based in Austin, TX with $2.5 billion in regulatory assets, lists Kimmie J. Mathis-Doumis on its Form ADV as Chief Compliance Officer.

Firms and roles

  • Oxbow Advisors, LLCChief Compliance OfficerWealth manager · Austin, TX · $2.5B in regulatory assets

AtlasMembers

Kimmie’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kimmie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.