Chief Compliance Officer · CWA Asset Management Group
Kimberly R. Key
CRD 4454805 · Named on Form ADV at one SEC-registered adviser
At a glance
CWA Asset Management Group, an SEC-registered wealth manager based in Naples, FL with $4.5 billion in regulatory assets, lists Kimberly R. Key on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- CWA Asset Management GroupChief Compliance OfficerWealth manager · Naples, FL · $4.5B in regulatory assets
AtlasMembers
Kimberly’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Blaine M. FergusonManaging Member, Chief Operating Officer, CWA Asset Management Group
- William N. BeynonManaging Member, CWA Asset Management Group
- Lewis M. JohnsonManager, CWA Asset Management Group
- Richard K. KnepflerChief Financial Officer, CWA Asset Management Group
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kimberly’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.