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Chief Compliance Officer · Pabrai Investment Funds

Kimberly A. Engleman

CRD 8049357 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Pabrai Investment Funds, an SEC-registered private fund adviser based in West Lake Hills, TX with $936 million in regulatory assets, lists Kimberly A. Engleman on its Form ADV as Chief Compliance Officer. The SEC filings also name Kimberly at 1 other registered adviser.

Firms and roles

  • Pabrai Investment FundsChief Compliance OfficerPrivate fund adviser · West Lake Hills, TX · $936M in regulatory assets
  • Pabrai Wagons AdvisorsChief Compliance OfficerAsset manager · West Lake Hills, TX · $104M in regulatory assets

AtlasMembers

Kimberly’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kimberly’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.