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Chief Compliance Officer · Releve Financial Group

Kimberly K. Bannwarth

CRD 5535378 · Named on Form ADV at one SEC-registered adviser

At a glance

Releve Financial Group, an SEC-registered wealth manager based in Scottsdale, AZ with $256 million in regulatory assets, lists Kimberly K. Bannwarth on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

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Kimberly’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kimberly’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.