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Chief Compliance Officer · Evanson Financial, LLC DBA Evanson Asset Management

Kimberly L. Adams

CRD 7822684 · Named on Form ADV at one SEC-registered adviser

At a glance

Evanson Financial, LLC DBA Evanson Asset Management, an SEC-registered wealth manager with $5.8 billion in regulatory assets, lists Kimberly L. Adams on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Kimberly’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • David B. SherwoodOwner, Investment Advisor Representative, Evanson Financial, LLC DBA Evanson Asset Management

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kimberly’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.