Chief Compliance Officer · Webs Investments Inc.
Kevin J. Rich
CRD 1600833 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Webs Investments Inc., an SEC-registered asset manager with $10 million in regulatory assets, lists Kevin J. Rich on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Kevin at 1 other registered adviser.
Firms and roles
- Webs Investments Inc.Chief Compliance OfficerAsset manager · United States · $10M in regulatory assets
- Navian Investment ManagementChief Compliance OfficerAsset manager · Cincinnati, OH · $0M in regulatory assets
AtlasMembers
Kevin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Benjamin T. FultonFounder, Chief Executive Officer, President, Secretary, Webs Investments Inc.
- Timothy J. BonacciChief Executive Officer, Navian Investment Management
- Braden V. BealsInvestment Lead, Navian Investment Management
- Louis A. LemosChief Operations Officer, Navian Investment Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kevin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.