Chief Compliance Officer · Shah Wealth Advisors
Kevin M. Kim
CRD 8004229 · Named on Form ADV at 9 SEC-registered advisers
At a glance
Shah Wealth Advisors, an SEC-registered wealth manager based in Chino Hills, CA with $606 million in regulatory assets, lists Kevin M. Kim on its Form ADV as Chief Compliance Officer. The SEC filings also name Kevin at 8 other registered advisers.
Firms and roles
- Shah Wealth AdvisorsChief Compliance OfficerWealth manager · Chino Hills, CA · $606M in regulatory assets
- Landing Point Financial GroupChief Compliance OfficerWealth manager · Avon, OH · $381M in regulatory assets
- Union Strategic AdvisorsChief Compliance OfficerWealth manager · Blue Ash, OH · $372M in regulatory assets
- RBS Wealth ManagementChief Compliance OfficerWealth manager · Alto, MI · $322M in regulatory assets
- Compass Financial Advisors LLCChief Compliance OfficerWealth manager · Fort Wayne, IN · $282M in regulatory assets
- GLR PartnersChief Compliance OfficerWealth manager · Columbia, MD · $261M in regulatory assets
- Northern Edge Wealth ManagementChief Compliance OfficerWealth manager · Marquette, MI · $247M in regulatory assets
- Exit Wealth AdvisorsChief Compliance OfficerWealth manager · Alpharetta, GA · $243M in regulatory assets
- Creative Investment GroupChief Compliance OfficerWealth manager · Nashville, TN · $209M in regulatory assets
AtlasMembers
Kevin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 9 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (23)
- Siddharth P. ShahCEO, President and Senior Financial Advisor, Shah Wealth Advisors
- Nihar S ShahFinancial Advisor, Shah Wealth Advisors
- Joey L. FlinnerChief Executive Officer, Landing Point Financial Group
- Michelle E. ZimmermanChief Operations Officer, Landing Point Financial Group
- Timothy M. ReckerManaging Principal, Union Strategic Advisors
18 more people named with Kevin on the same filings, with titles and firms. Free in Atlas with a free account.
See all 23 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kevin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.