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Managing Partner, Chief Compliance Officer, & President · Alliance Financial

Kevin M. Fox

CRD 4196238 · Named on Form ADV at one SEC-registered adviser

At a glance

Alliance Financial, an SEC-registered wealth manager based in Wyomissing, PA with $272 million in regulatory assets, lists Kevin M. Fox on its Form ADV as Managing Partner, Chief Compliance Officer, & President, a control person.

Firms and roles

  • Alliance FinancialManaging Partner, Chief Compliance Officer, & PresidentWealth manager · Wyomissing, PA · $272M in regulatory assets

AtlasMembers

Kevin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kevin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.