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Chief Compliance Officer · JC Capital Advisors Group LLC

Kevin T. Duffy

CRD 1852595 · Named on Form ADV at one SEC-registered adviser

At a glance

JC Capital Advisors Group LLC, an SEC-registered wealth manager based in Stamford, CT with $263 million in regulatory assets, lists Kevin T. Duffy on its Form ADV as Chief Compliance Officer.

Firms and roles

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Kevin’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • James A. CookPrincipal, and Managing Partner, JC Capital Advisors Group LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kevin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.