Chief Compliance Officer · Peregrine Investment Advisors, LLC
Kevin J. Anthony
CRD 1552494 · Named on Form ADV at one SEC-registered adviser
At a glance
Peregrine Investment Advisors, LLC, an SEC-registered wealth manager based in Madison, MS with $368 million in regulatory assets, lists Kevin J. Anthony on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Peregrine Investment Advisors, LLCChief Compliance OfficerWealth manager · Madison, MS · $368M in regulatory assets
AtlasMembers
Kevin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kevin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.