Chief Compliance Officer · Sharkey Howes & Javer Inc
Kerry M. Poorman
CRD 1841998 · Named on Form ADV at one SEC-registered adviser
At a glance
Sharkey Howes & Javer Inc, an SEC-registered wealth manager based in Denver, CO with $1.1 billion in regulatory assets, lists Kerry M. Poorman on its Form ADV as Chief Compliance Officer.
Firms and roles
- Sharkey Howes & Javer IncChief Compliance OfficerWealth manager · Denver, CO · $1.1B in regulatory assets
AtlasMembers
Kerry’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Lawrence E. HowesChief Financial Officer, Sharkey Howes & Javer Inc
- Karlton D. ChildressPresident and Managing Director, Sharkey Howes & Javer Inc
- Melissa J. McGowanShareholder, Sharkey Howes & Javer Inc
- Bradley R. ConoverShareholder, Sharkey Howes & Javer Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kerry’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.