Member/board of Managers/trustee of Moffet 2008 Family Trust · Hourglass Capital, LLC
Kenneth A. Moffet
CRD 1508178 · Named on Form ADV at one SEC-registered adviser
At a glance
Hourglass Capital, LLC, an SEC-registered wealth manager based in Houston, TX with $769 million in regulatory assets, lists Kenneth A. Moffet on its Form ADV as Member/board of Managers/trustee of Moffet 2008 Family Trust, a control person.
Firms and roles
- Hourglass Capital, LLCMember/board of Managers/trustee of Moffet 2008 Family TrustWealth manager · Houston, TX · $769M in regulatory assets
AtlasMembers
Kenneth’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2004 (21 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Kenneth’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- John H. MoffetBoard of Managers/trustee of John Moffet 2008 Family Trust, Hourglass Capital, LLC
- Sandra P MoffetMember, Hourglass Capital, LLC
- Jennifer L. SchuetteChief Compliance Officer, Hourglass Capital, LLC
- Stacey L. MoffetMember, Hourglass Capital, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kenneth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.