Chief Executive Officer, President and Director · Emerald Advisers, LLC
Kenneth G. Mertz
CRD 4358855 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Emerald Advisers, LLC, an SEC-registered asset manager based in Leola, PA with $3.3 billion in regulatory assets, lists Kenneth G. Mertz on its Form ADV as Chief Executive Officer, President and Director, a control person. The SEC filings also name Kenneth at 2 other registered advisers.
Firms and roles
- Emerald Advisers, LLCChief Executive Officer, President and DirectorAsset manager · Leola, PA · $3.3B in regulatory assets
- Emerald Investment Advisers, LLCPresident, Chief Investment OfficerAsset manager · Leola, PA · $2.3B in regulatory assets
- Emerald Mutual Fund Advisers TrustPresident, Chief Investment Officer and Portfolio ManagerAsset manager · Leola, PA · $2.1B in regulatory assets
AtlasMembers
Kenneth’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Stacey L. SearsSenior Vice President and Director, Emerald Advisers, LLC
- Daniel W. MoyerExecutive Vice President, Emerald Advisers, LLC
- James A. MeehanChief Compliance Officer, Emerald Advisers, LLC
- David A. VolpeManaging Director, Emerald Investment Advisers, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kenneth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.