Chief Compliance Officer & Managing Member · Spectrum Wealth Advisory Group, LLC
Kenneth L. Christie
CRD 2218257 · Named on Form ADV at one SEC-registered adviser
At a glance
Spectrum Wealth Advisory Group, LLC, an SEC-registered wealth manager based in Granite Bay, CA with $445 million in regulatory assets, lists Kenneth L. Christie on its Form ADV as Chief Compliance Officer & Managing Member, a control person.
Firms and roles
- Spectrum Wealth Advisory Group, LLCChief Compliance Officer & Managing MemberWealth manager · Granite Bay, CA · $445M in regulatory assets
AtlasMembers
Kenneth’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Michael R. ThompsonPartner & Wealth Advisor, Spectrum Wealth Advisory Group, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kenneth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.