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Chief Financial Officer/chief Compliance Officer · Sandalwood Securities, Inc.

Kenneth M. Chapple

CRD 5753896 · Named on Form ADV at one SEC-registered adviser

At a glance

Sandalwood Securities, Inc., an SEC-registered private fund adviser based in Roseland, NJ with $930 million in regulatory assets, lists Kenneth M. Chapple on its Form ADV as Chief Financial Officer/chief Compliance Officer.

Firms and roles

  • Sandalwood Securities, Inc.Chief Financial Officer/chief Compliance OfficerPrivate fund adviser · Roseland, NJ · $930M in regulatory assets

AtlasMembers

Kenneth’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kenneth’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.