Managing Director, General Counsel & Chief Compliance Officer · Firsthand Capital Management, Inc.
Kelvin K. Leung
CRD 4258407 · Named on Form ADV at one SEC-registered adviser
At a glance
Firsthand Capital Management, Inc., an SEC-registered asset manager based in SAN Jose, CA with $59 million in regulatory assets, lists Kelvin K. Leung on its Form ADV as Managing Director, General Counsel & Chief Compliance Officer, a control person.
Firms and roles
- Firsthand Capital Management, Inc.Managing Director, General Counsel & Chief Compliance OfficerAsset manager · SAN Jose, CA · $59M in regulatory assets
AtlasMembers
Kelvin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Kevin M. LandisPresident/director/ceo/portfolio Manager, Firsthand Capital Management, Inc.
- Omar N. BillawalaChief Operating Officer, Firsthand Capital Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kelvin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.