Adviser and broker representative · Osaic Wealth, Inc.
Kelly W. Cole
CRD 2071556 · Florence, AL
At a glance
Kelly W. Cole is an investment adviser representative with Osaic Wealth, Inc. in Florence, AL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Kelly’s SEC record dates to 1998, about 28 years ago. Kelly is also registered as a broker representative.
Current advisory firm
- Osaic Wealth, Inc.Since January 2024Florence, AL · $235B in regulatory assets
SEC adviser record
- Registered since
- 1998 (28 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Kelly’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Osaic Wealth, Inc.
- Samuel D. DinnFlorence
- Karla G. ParkerFlorence · Chartered Financial Consultant
- Shannon D. SmithFlorence
- Linda G. SpryFlorence
- Robert E. YoungFlorence
- Mark J. AasenWest Des Moines
- Angela C. AbbottKimberly
- Steven V. AbbruzzeseLivingston · Chartered Financial Consultant
Every advisor at Osaic Wealth, Inc. →Osaic Wealth, Inc.: assets, clients and custodians →Osaic news, moves and payouts →Financial advisors in Florence, AL →Every Osaic Wealth, Inc. advisor in Florence →Advisor Moves: who changed firms this week →