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Chief Compliance Officer & General Counsel · Ark Invest

Kellen Carter

CRD 6488994 · Named on Form ADV at one SEC-registered adviser

At a glance

Ark Invest, an SEC-registered asset manager based in St. Petersburg, FL with $16.0 billion in regulatory assets, lists Kellen Carter on its Form ADV as Chief Compliance Officer & General Counsel, a control person.

Firms and roles

  • Ark InvestChief Compliance Officer & General CounselAsset manager · St. Petersburg, FL · $16B in regulatory assets

AtlasMembers

Kellen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kellen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.