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Chief Compliance Officer, Chief Financial Officer · 4d Advisors, LLC

Keith Williams

CRD 7625934 · Named on Form ADV at 2 SEC-registered advisers

At a glance

4d Advisors, LLC, an SEC-registered private fund adviser based in Redondo Beach, CA with $316 million in regulatory assets, lists Keith Williams on its Form ADV as Chief Compliance Officer, Chief Financial Officer, a control person. The SEC filings also name Keith at 1 other registered adviser.

Firms and roles

  • 4d Advisors, LLCChief Compliance Officer, Chief Financial OfficerPrivate fund adviser · Redondo Beach, CA · $316M in regulatory assets
  • Prospect Capital Advisors, LLCChief Compliance OfficerPrivate fund adviser · Sausalito, CA · $309M in regulatory assets

AtlasMembers

Keith’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Keith’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.