Managing Member & Chief Compliance Officer · Jennings & Associates Financial Advisors, LLC
Keith T. Jennings
CRD 3181045 · Named on Form ADV at one SEC-registered adviser
At a glance
Jennings & Associates Financial Advisors, LLC, an SEC-registered wealth manager based in Paducah, KY with $240 million in regulatory assets, lists Keith T. Jennings on its Form ADV as Managing Member & Chief Compliance Officer, a control person.
Firms and roles
- Jennings & Associates Financial Advisors, LLCManaging Member & Chief Compliance OfficerWealth manager · Paducah, KY · $240M in regulatory assets
AtlasMembers
Keith’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Keith’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.