Director · Citigroup Global Markets Inc.
Keith David Glenfield
CRD 4403678 · Named on Form ADV at one SEC-registered adviser
At a glance
Citigroup Global Markets Inc., an SEC-registered broker-dealer firm based in New York, NY with $56.0 billion in regulatory assets, lists Keith David Glenfield on its Form ADV as Director, a control person.
Firms and roles
- Citigroup Global Markets Inc.DirectorBroker-dealer firm · New York, NY · $56B in regulatory assets
AtlasMembers
Keith’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2005 (21 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Keith’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Adam Reid MeshelCo-General Counsel, Citigroup Global Markets Inc.
- Robert Francis KleinCo-General Counsel, Citigroup Global Markets Inc.
- Dina VarousDirector/ceo/president/chairwoman, Citigroup Global Markets Inc.
- Cyrus Begley III RichardsonChief Compliance Officer, Citigroup Global Markets Inc.
- Christopher BarrattChief Operations Officer/principal Operations Officer (finop), Citigroup Global Markets Inc.
3 more people named with Keith on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Keith’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.