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Managing Director and CFO · Cion Investment Management, LLC

Keith S. Franz

CRD 5864502 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Cion Investment Management, LLC, an SEC-registered asset manager based in New York, NY with $1.8 billion in regulatory assets, lists Keith S. Franz on its Form ADV as Managing Director and CFO, a control person. The SEC filings also name Keith at 1 other registered adviser.

Firms and roles

AtlasMembers

Keith’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

2 more people named with Keith on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Keith’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.