Executive Vice President and Chief Compliance Officer · Prudent MAN Investment Management
Keith J. Diamond
CRD 4892181 · Named on Form ADV at one SEC-registered adviser
At a glance
Prudent MAN Investment Management, an SEC-registered wealth manager based in Lousiville, CO with $390 million in regulatory assets, lists Keith J. Diamond on its Form ADV as Executive Vice President and Chief Compliance Officer.
Firms and roles
- Prudent MAN Investment ManagementExecutive Vice President and Chief Compliance OfficerWealth manager · Lousiville, CO · $390M in regulatory assets
AtlasMembers
Keith’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Christopher P. ReadingPresident, SR. Portfolio Manager, Prudent MAN Investment Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Keith’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.