Chief Executive Officer/chief Compliance Officer · Rutherford Asset Planning, Inc.
Keith A. Amburgey
CRD 2313912 · Named on Form ADV at one SEC-registered adviser
At a glance
Rutherford Asset Planning, Inc., an SEC-registered wealth manager based in Tampa, FL with $181 million in regulatory assets, lists Keith A. Amburgey on its Form ADV as Chief Executive Officer/chief Compliance Officer, a control person.
Firms and roles
- Rutherford Asset Planning, Inc.Chief Executive Officer/chief Compliance OfficerWealth manager · Tampa, FL · $181M in regulatory assets
AtlasMembers
Keith’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Suzzette B. RutherfordPresident, Rutherford Asset Planning, Inc.
- Ronald K. RutherfordBoard Member, Rutherford Asset Planning, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Keith’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.