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Ceo/manager/chief Compliance Officer · Icapital, LLC

Katie A. Umile

CRD 2809164 · Named on Form ADV at one SEC-registered adviser

At a glance

Icapital, LLC, an SEC-registered asset manager based in Boston, MA with $1.5 billion in regulatory assets, lists Katie A. Umile on its Form ADV as Ceo/manager/chief Compliance Officer, a control person.

Firms and roles

  • Icapital, LLCCeo/manager/chief Compliance OfficerAsset manager · Boston, MA · $1.5B in regulatory assets

AtlasMembers

Katie’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Katie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.