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Elected Manager / Director · John Hancock Personal Financial Services, LLC

Katie M. Firth

CRD 8031693 · Named on Form ADV at one SEC-registered adviser

At a glance

John Hancock Personal Financial Services, LLC, an SEC-registered wealth manager based in Boston, MA with $2.2 billion in regulatory assets, lists Katie M. Firth on its Form ADV as Elected Manager / Director, a control person.

Firms and roles

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Katie’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Betsy A. SeelCounsel, Secretary, John Hancock Personal Financial Services, LLC
  • Robert J. HartiganChief Compliance Officer, John Hancock Personal Financial Services, LLC
  • Meredith A. CrowleyElected Manager / Director, John Hancock Personal Financial Services, LLC
  • Douglas J. ComerPresident / Director, John Hancock Personal Financial Services, LLC
  • WILLIAM A. AUGERChief Financial Officer, John Hancock Personal Financial Services, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Katie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.