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Financial & Operations Principal · Ifps

Kathy Poist Cuomo

CRD 4877600 · Named on Form ADV at one SEC-registered adviser

At a glance

Ifps, an SEC-registered broker-dealer firm based in Heidelberg, Germany with $4 million in regulatory assets, lists Kathy Poist Cuomo on its Form ADV as Financial & Operations Principal.

Firms and roles

  • IfpsFinancial & Operations PrincipalBroker-dealer firm · Heidelberg, Germany · $4M in regulatory assets

AtlasMembers

Kathy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kathy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.