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Chief Compliance Officer · Hartline Investment Corporation

Kathryn D. Carroll

CRD 6564615 · Named on Form ADV at one SEC-registered adviser

At a glance

Hartline Investment Corporation, an SEC-registered wealth manager based in Winnetka, IL with $935 million in regulatory assets, lists Kathryn D. Carroll on its Form ADV as Chief Compliance Officer.

Firms and roles

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Kathryn’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kathryn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.