Partner · Shaker Financial Services
Kathryn S. Baummer
CRD 6047953 · Named on Form ADV at one SEC-registered adviser
At a glance
Shaker Financial Services, an SEC-registered wealth manager based in Annapolis, MD with $286 million in regulatory assets, lists Kathryn S. Baummer on its Form ADV as Partner, a control person.
Firms and roles
- Shaker Financial ServicesPartnerWealth manager · Annapolis, MD · $286M in regulatory assets
AtlasMembers
Kathryn’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Robert M. ShakerChief Compliance Officer, Shaker Financial Services
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kathryn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.